Search for dissertations about: "dissertation on financial regulation"

Showing result 1 - 5 of 16 swedish dissertations containing the words dissertation on financial regulation.

2. 1. Essays on the interaction between regulation and technology : Understanding agency and context through multiple levels of inquiry

   Author : Rasmus Nykvist; Christina Öberg; Mirko Ernkvist; Christian Sandström; Lars Engwall; Örebro universitet; []
   Keywords : SAMHÄLLSVETENSKAP; SOCIAL SCIENCES; Institutional Entrepreneurship; Technological Transformation; Regulation; Historical Methods; Stockholm Stock Exchange;

   Abstract : A key challenge for implementing pioneering regulatory and technological change includes overcoming regulatory constraints and resistance from vested interest groups in favor of the status quo. This is a compilation dissertation comprising five papers and one covering paper that aims to describe and explain the interaction between agency and context under conditions of combined technological and regulatory change through multiple levels of inquiry. READ MORE

4. 2. Essays on Credit Risk

   Author : Caren Guo Nielsen; Nationalekonomiska institutionen; []
   Keywords : SAMHÄLLSVETENSKAP; SOCIAL SCIENCES; Asset pricing; equity returns; size effect; value effect; momentum effect; credit risk effect; credit default swap; banks; asset risk; credit risk; portfolio choice; risk-based capital regulation; bank bailouts; moral hazard; distress risk; capital injections; TARP; CPP; market discipline; financial crisis;

   Abstract : This dissertation covers the issues related to credit risk that stem from the recent financial crisis and that are concerned by investors, financial intermediaries, and governments. The results of the research have important implications for asset managers, such as using the information from the credit risk market to rebalance stock portfolios, and for policy makers in regulating or bailing out banks. READ MORE

5. 3. The Financialization of the Swedish Growth Model : Four Essays on Capitalist Regulation and Institutional Change

   Author : Viktor Skyrman; Handelshögskolan i Stockholm; []
   Keywords : SAMHÄLLSVETENSKAP; SOCIAL SCIENCES; The Regulation Approach; covered bonds; the forest industry; the financialization of nature; financial market institutionalization; European capital market integration; innovation system governance; spatio-temporal fixes; welfare state transformation; securitization; Business Administration;

   Abstract : Financialization, the increasing influence of financial markets, actors, practices and measurements in political, economic and social life, continues to draw attention from scholars from diverse academic fields. Contributing to the literatures on household financialization, financial market institutionalization and the financialization of nature, this dissertation explores the underlying factors that enabled and facilitated the financialization of Sweden’s growth model. READ MORE

6. 4. Essays on Firms' Financing and Investment Decisions

   Author : Valeriia Dzhamalova; Nationalekonomiska institutionen; []
   Keywords : SAMHÄLLSVETENSKAP; SOCIAL SCIENCES; Capital structure; Banks; R D Investment; Financial Constraints; Financial Crisis; Bank Debt; Bank Risk; Borrowers;

   Abstract : This thesis analyses how the capital structures of financial and non-financial firms affect each other and how shocks in the financial sector affect investments in non-financial firms. The thesis consists of three self-contained essays. READ MORE

7. 5. Legal Aspects of Conflicts of Interest in the Financial Services Sector in the EU and China : The XYZ of Norm-making

   Author : Kelly Chen; Jan Kleineman; Jessika van der Sluijs; Ross Cranston; Stockholms universitet; []
   Keywords : SAMHÄLLSVETENSKAP; SOCIAL SCIENCES; conflicts of interest; investment services; EU financial regulation; MIFID II; Chinese financial regulation; Chinese law; soft law; intressekonflikter; finansiella marknader; EU finansmarknadsreglering; kinesisk finansmarknadsreglering; kinesisk rätt; Private Law; civilrätt;

   Abstract : The dissertation is an analysis of financial services firms’ duty to manage the conflicts of interest that can arise within the scope of the firm-client relationship in the financial services sectors in the EU and China. Three services in particular are used as examples, namely buying and selling shares in companies on behalf of clients, investment advisory, and individual portfolio management in relation to such shares. READ MORE