Search for dissertations about: "securities regulation"

Found 2 swedish dissertations containing the words securities regulation.

  1. 1. The Best There Is? An Inquiry into Best Execution Rules

    University dissertation from Stockholm : Department of Law, Stockholm University

    Author : Thomas Ordeberg; Stockholms universitet.; [2013]
    Keywords : SAMHÄLLSVETENSKAP; SOCIAL SCIENCES; best execution; securities regulation; securities markets; MiFID; European Law; europeisk integrationsrätt;

    Abstract : Best execution obligations weigh on brokers when they execute orders to trade in shares for clients. These obligations have been seen as an outflow of general agency duties, and have been complemented by regulatory requirements related to best execution, dissemination of trading data, the handling of client orders and – in the United States – an obligation to execute at the best publicly available price or better (price protection). READ MORE

  2. 2. Essays on the Economics of Banks and Markets

    University dissertation from Stockholm : Department of Economics, Stockholm University

    Author : Ettore Panetti; Stockholms universitet.; Stockholms universitet.; [2013]
    Keywords : SAMHÄLLSVETENSKAP; SOCIAL SCIENCES; banks; default; economic growth; financial liberalization; financial markets; hidden trades; insurance; liquidity; policy coordination; market participation; regulation; Economics; nationalekonomi;

    Abstract : This thesis consists of three essays.The first essay, “A Theory of Bank Illiquidity and Default with Hidden Trades”, develops a theory of banking to explore how the availability of trading opportunities for both banks and individual investors affects the link between illiquidity and default in the financial system. READ MORE