Computational and spatial analyses of rooftops for urban solar energy planning

Abstract: In cities where land availability is limited, rooftop photovoltaic panels (RPVs) offer high potential for satisfying concentrated urban energy demand by using only rooftop areas. However, accurate estimation of RPVs potential in relation to their spatial distribution is indispensable for successful energy planning. Classification, plane segmentation, and spatial analysis are three important aspects in this context. Classification enables extracting rooftops and allows for estimating solar energy potential based on existing training samples. Plane segmentation helps to characterize rooftops by extracting their planar patches. Additionally, spatial analyses enable the identification of rooftop utilizable areas for placing RPVs. This dissertation aims to address some issues associated with these three aspects, particularly (a) training support vector machines (SVMs) in large datasets, (b) plane segmentation of rooftops, and (c) identification of utilizable areas for RPVs. SVMs are among the most potent classifiers and have a solid theoretical foundation. However, they have high time complexity in their training phase, making them inapplicable in large datasets. Two new instance selection methods were proposed to accelerate the training phase of SVMs. The methods are based on locality-sensitive hashing and are capable of handling large datasets. As an application, they were incorporated into a rooftop extraction procedure, followed by plane segmentation. Plane segmentation of rooftops for the purpose of solar energy potential estimation should have a low risk of overlooking superstructures, which play an essential role in the placement of RPVs. Two new methods for plane segmentation in high-resolution digital surface models were thus developed. They have an acceptable level of accuracy and can successfully extract planar segments by considering superstructures. Not all areas of planar segments are utilizable for mounting RPVs, and some factors may further limit their useability. Two spatial methods for identifying RPV-utilizable areas were developed in this realm. They scrutinize extracted planar segments by considering panel installation regulations, solar irradiation, roof geometry, and occlusion, which are necessary for a realistic assessment of RPVs potential. All six proposed methods in this thesis were thoroughly evaluated, and the experimental results show that they can successfully achieve the objectives for which they were designed.